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Kenneth Lee Smith

Cetera Investment Advisers LLC

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About Kenneth Lee Smith

Kenneth Lee Smith is a financial advisor in Franklin, Tennessee. Kenneth has been working in the financial services industry since 2006 and is currently registered with Cetera Investment Advisers LLC. Kenneth is licensed in Tennessee and has successfully passed the Series 66, Series 7TO and the SIE exams. Kenneth has experience working with high-net-worth individuals, loans, trusts, mortgages, insurance and estate planning. Kenneth is also registered as an investment advisor representative.

Firm Information

Kenneth Smith is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

6700 CAROTHERS PKWY

FRANKLIN, TN 37067

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Smith’s Registration & Firm History

TN

07/08/2020 - Present

Cetera Investment Advisers LLC (FRANKLIN TN)

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Licenses & Designations

BOTH

Issued 7/2/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/10/2020

Series 7TO - General Securities Representative Examination

BC

Issued 2/4/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Lee Smith. Review regulatory record here.
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