Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lee Sergent is a financial professional with over 30 years of experience in the securities industry. Kenneth is currently registered with Fidelity Brokerage Services LLC. Kenneth has been with Fidelity since 2008 and has a branch office located in Covington, Kentucky. Prior to Fidelity, Kenneth was registered with First Investors Corporation in Edison, New Jersey. Kenneth is licensed in 53 states and holds Series 6, 7, and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/14/1993 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NJ
05/16/1989 - 08/05/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 01/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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