Unclaimed
Kenneth McClain is a financial advisor who has been in the industry since 2004. Kenneth is currently registered with Raymond James & Associates, Inc. in Memphis, Tennessee. Kenneth has passed the Series 7, Series 55, Series 63, and SIE exams. Kenneth is also registered as a securities agent in Mississippi and Tennessee. Previous to joining Raymond James & Associates, Inc., Kenneth worked for MORGAN KEEGAN & COMPANY, INC. in Memphis, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
04/19/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 04/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kenneth McClain is the right advisor for you? Invested Better is here to help.