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Kenneth Lee Knopf

Valic Financial Advisors, Inc.

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About Kenneth Lee Knopf

Kenneth Knopf is a financial advisor with Valic Financial Advisors, Inc. Kenneth has been in the financial services industry since June 22, 1997. Kenneth is registered with the state of New Hampshire. Kenneth has a Certified Financial Planner designation. Kenneth specializes in retirement planning, investment management, and college savings.

Firm Information

Kenneth Knopf is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Knopf’s Registration & Firm History

NH

09/18/2018 - Present

Valic Financial Advisors, Inc. (NASHUA NH)

RI

07/25/2006 - 05/01/2009

1ST GLOBAL CAPITAL CORP. (WARWICK RI)

MA

10/13/2004 - 07/21/2006

LINSCO/PRIVATE LEDGER CORP. (GEORGETOWN MA)

MI

03/04/2003 - 10/15/2004

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

NY

07/21/2000 - 03/11/2003

IFMG SECURITIES, INC. (PURCHASE NY)

NH

12/01/1999 - 07/21/2000

LIBERTY LIFE SECURITIES LLC (DOVER NH)

NY

01/15/1999 - 12/01/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

MA

07/29/1998 - 12/02/1998

MAIN STREET MANAGEMENT COMPANY (BOSTON MA)

WI

06/27/1996 - 11/01/1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

06/27/1996 - 11/01/1996

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

FL

02/08/1996 - 06/03/1996

INTERSECURITIES, INC. (ST. PETERSBURG FL)

NY

07/19/1995 - 02/05/1996

USLIFE EQUITY SALES CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/02/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/13/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Lee Knopf.
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