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Kenneth Lee Dinovo

Santander US Capital Markets LLC

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About Kenneth Lee Dinovo

Kenneth Dinovo is a financial professional with over 18 years of experience in the industry. Kenneth is currently registered with Santander US Capital Markets LLC. Prior to joining Santander US Capital Markets LLC, Kenneth was employed by Amherst Securities Group, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bear, Stearns & Co. Inc.. Kenneth has a broad range of experience in the financial services industry. Kenneth holds Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. Kenneth is registered in 38 states and the District of Columbia.

Firm Information

Kenneth Dinovo is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Dinovo’s Registration & Firm History

NY

10/14/2014 - Present

Santander US Capital Markets LLC (NEW YORK NY)

CT

02/02/2009 - 10/14/2014

AMHERST SECURITIES GROUP, L.P. (WESTPORT CT)

NY

09/05/2007 - 02/04/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/06/2005 - 08/08/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

MA

07/06/2001 - 08/23/2001

VISIBLE MARKETS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 01/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Lee Dinovo.
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