Unclaimed
Kenneth Cauwels is a financial advisor with Cetera Advisor Networks LLC, a company headquartered in Atlanta, GA. Kenneth has over 30 years of experience in the financial services industry and holds Series 7 and Series 63 licenses. Kenneth specializes in providing investment advice to individuals and families. Kenneth's prior experience includes roles at Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., Donald & Co. Securities Inc., Yee, Desmond, Schroeder & Allen, Inc., and Yeager Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
09/20/2019 - Present
Cetera Advisor Networks LLC (ATLANTA GA)
GA
08/31/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
09/17/2001 - 12/04/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NJ
01/09/1998 - 09/18/2001
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
AZ
08/14/1992 - 12/18/1997
YEE, DESMOND, SCHROEDER & ALLEN, INC. (PHOENIX AZ)
NA
08/13/1990 - 08/24/1992
YAEGER SECURITIES, INC.
NA
12/20/1988 - 10/18/1990
BLINDER, ROBINSON & CO., INC.
BC
Issued 04/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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