Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Carter is a financial advisor who has been in the industry since December 20, 1996. Currently, Kenneth is registered with Capital Management Of The Carolinas, LLC as a broker-dealer and is located in Charlotte, NC. Kenneth is also licensed as a Registered Representative and Investment Advisor Representative. Prior to joining Capital Management Of The Carolinas, LLC, Kenneth was employed by Fidelity Investments Institutional Services Company, Inc. in Smithfield, RI and Sterling Capital Distributors, Inc. in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/11/2001 - Present
Capital Management OF THE Carolinas, LLC (CHARLOTTE NC)
RI
11/06/2000 - 05/03/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NC
12/03/1996 - 10/25/2000
STERLING CAPITAL DISTRIBUTORS, INC. (CHARLOTTE NC)
IA
Issued 04/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2001
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/07/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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