Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lawrence Spielman is a registered investment advisor representative at Cetera Investment Advisers LLC. Kenneth Lawrence Spielman has been in the financial services industry since September 12, 1994. Kenneth Lawrence Spielman is also a registered representative at Cetera Investment Advisers LLC. In addition to Cetera Investment Advisers LLC, Kenneth Lawrence Spielman has worked for LPL FINANCIAL LLC, INVEST FINANCIAL CORPORATION, PRIME CAPITAL SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., and GKN SECURITIES CORP.. Kenneth Lawrence Spielman has passed the Series 66, Series 63, Series 24, SIE, and Series 7 exams. Kenneth Lawrence Spielman provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Kenneth Lawrence Spielman is registered to provide investment advisory services in Arizona, Colorado, Connecticut, Maine, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/30/2023 - Present
Cetera Investment Advisers LLC (COMMACK NY)
NY
02/14/2018 - 07/13/2022
LPL FINANCIAL LLC (COMMACK NY)
NY
10/25/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (COMMACK NY)
NY
01/13/1999 - 11/13/2007
PRIME CAPITAL SERVICES, INC. (COMMACK NY)
AZ
06/02/1995 - 01/13/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/26/1994 - 06/09/1995
GKN SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 01/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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