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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lawrence Spielman is a financial advisor with over 28 years of experience in the financial services industry. He is currently registered with Cetera Investment Advisers LLC in Commack, New York. Kenneth Lawrence Spielman provides financial planning, investment management, and retirement planning services to individuals, families, and businesses. Previously, Kenneth Lawrence Spielman was associated with LPL Financial LLC and Invest Financial Corporation. Kenneth Lawrence Spielman holds licenses to offer securities and investment advisory services in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/30/2023 - Present
Cetera Investment Advisers LLC (COMMACK NY)
NY
02/14/2018 - 07/13/2022
LPL FINANCIAL LLC (COMMACK NY)
NY
10/25/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (COMMACK NY)
NY
01/13/1999 - 11/13/2007
PRIME CAPITAL SERVICES, INC. (COMMACK NY)
AZ
06/02/1995 - 01/13/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/26/1994 - 06/09/1995
GKN SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 1/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/1/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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