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Kenneth Lawrence Osiwala

Modern Wealth Management, LLC

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About Kenneth Lawrence Osiwala

Kenneth Lawrence Osiwala is an investment advisor representative with Modern Wealth Management, LLC. Kenneth has been in the financial services industry since May 10, 1994. Kenneth is licensed in multiple states including Arkansas, California, Florida, Indiana, Michigan, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Kenneth has experience in various investment products and services including securities, insurance, and financial planning. Kenneth is also a Managing Director at Modern Wealth Holdings, LLC.

Firm Information

Kenneth Osiwala is currently registered with Modern Wealth Management, LLC. Modern Wealth Management, LLC is an investment advisor headquartered in Lenexa, KS. They provide financial planning and portfolio management services to individuals and families, including high-net-worth individuals, as well as retirement plans and charitable organizations. The firm manages over $2 billion in assets and employs 17 licensed agents, 36 investment advisor representatives, and 13 registered representatives.
Modern Wealth Management, LLC

13550 W 95TH ST.

LENEXA, KS 66227

$2.07B

Assets Under Management

1

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Osiwala’s Registration & Firm History

KS

04/27/2023 - Present

Modern Wealth Management, LLC (LENEXA KS)

MI

05/04/2007 - 06/26/2017

NATIONAL PLANNING CORPORATION (Troy MI)

MI

08/21/2001 - 05/07/2007

MTL EQUITY PRODUCTS, INC. (MACOMB MI)

OH

05/27/1997 - 09/09/1999

TOWER EQUITIES, INC. (DAYTON OH)

AZ

06/24/1992 - 05/01/1997

MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)

NJ

05/05/1992 - 07/16/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 03/29/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2008

Series 7 - General Securities Representative Examination

BC

Issued 11/03/2008

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 05/04/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Kenneth Lawrence Osiwala. Review regulatory record here.
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