Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Larry Hooker is a financial professional with over 40 years of experience in the financial services industry. Kenneth has been registered with Cetera Investment Advisers LLC since 2013 and holds a Series 6, 7, 24, 26, 27, 53, 63, 65, 99TO and SIE. Kenneth is also a Chartered Financial Consultant. He has previously been registered with VESTAX SECURITIES CORPORATION, FSC SECURITIES CORPORATION, AETNA INVESTMENT SERVICES, INC., CAPITAL GROWTH & SHELTER,INC., and FIRST INVESTORS CORPORATION. Kenneth is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/21/2024 - Present
Cetera Investment Advisers LLC (Ballston Spa NY)
OH
04/23/1999 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
GA
05/20/1996 - 03/25/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
CT
04/27/1995 - 12/17/1997
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
NA
04/27/1987 - 05/20/1996
CAPITAL GROWTH & SHELTER,INC.
NA
03/14/1984 - 11/13/1986
FIRST INVESTORS CORPORATION
IA
Issued 3/6/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/8/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/25/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 9/27/1988
Series 24 - General Securities Principal Examination
BC
Issued 4/17/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 3/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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