Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lane Allen has been in the securities industry since 2003. Kenneth is currently registered with PNC Capital Markets LLC in CHARLOTTE, NC and holds a Series 7, Series 63, Series 52TO, Series 57TO, SIE, and Series 99TO. Kenneth has previously been employed with M&T Securities, Inc., Wells Fargo Securities, LLC, New England Securities, Wachovia Securities, Inc., and Banc of America Investment Services, Inc. Kenneth is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/18/2022 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
MD
01/24/2019 - 02/01/2021
M&T SECURITIES, INC. (BALTIMORE MD)
NC
05/23/2005 - 05/08/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
08/22/2002 - 01/06/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MO
05/30/2001 - 06/28/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MA
04/19/1999 - 05/18/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 04/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 11/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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