Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lam is a financial professional with over 5 years of experience in the securities industry. Kenneth has a Series 7 and SIE license. Kenneth is currently employed by Guggenheim Securities, LLC and was previously employed by J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/02/2017 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
12/17/2014 - 07/26/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/18/2012 - 10/22/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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