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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth L. Stein is a financial advisor with Empirikal Partners LLC. Empirikal Partners LLC is an investment advisory firm that specializes in providing financial planning and portfolio management services for individuals, charitable organizations, and high-net-worth individuals. The firm is located in Phoenix, Arizona and Croton on Hudson, New York. Kenneth is a Certified Financial Planner with over 20 years of experience in the financial services industry. Kenneth has held previous roles at ALLSTATE FINANCIAL SERVICES, LLC, MATRIX CAPITAL GROUP, INC., MONEY CONCEPTS CAPITAL CORP, DAVID LERNER ASSOCIATES, INC., MML INVESTORS SERVICES, INC., HSBC SECURITIES (USA) INC., HSBC BROKERAGE (USA) INC., GREENPOINT SECURITIES LLC, ESSEX NATIONAL SECURITIES, INC., NYLIFE SECURITIES INC., and INVESTMENT ADVISORS & CONSULTANTS, INC. Kenneth holds the Series 6, 7, 63, 66, and SIE licenses. Kenneth's areas of expertise include financial planning, retirement planning, investment management, and insurance. Kenneth is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
07/23/2024 - Present
Empirikal Partners LLC (PHOENIX AZ)
NY
01/01/2024 - 07/22/2024
ALLSTATE FINANCIAL SERVICES, LLC (Bronxville NY)
NY
10/17/2016 - 11/21/2016
MATRIX CAPITAL GROUP, INC. (New York NY)
NY
12/12/2013 - 11/17/2014
MONEY CONCEPTS CAPITAL CORP (MIDDLETOWN NY)
CT
11/01/2007 - 02/11/2008
DAVID LERNER ASSOCIATES, INC. (DARIEN CT)
NJ
09/05/2007 - 10/31/2007
MML INVESTORS SERVICES, INC. (BRIDGEWATER NJ)
NY
05/10/2007 - 06/25/2007
ALLSTATE FINANCIAL SERVICES, LLC (WHITE PLAINS NY)
NY
01/01/2005 - 01/23/2007
HSBC SECURITIES (USA) INC. (MOUNT KISCO NY)
NY
05/14/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/02/2004 - 03/19/2004
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
02/13/2002 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
11/05/1999 - 06/08/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
05/15/1996 - 12/13/1996
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
NY
02/23/1995 - 01/22/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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