Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth L. Springer is a financial professional with over 27 years of experience in the securities industry. Kenneth has a Series 7, Series 24, Series 63, and Series 79TO license. Currently, Kenneth is a Registered Representative with Guggenheim Securities, LLC. Kenneth's previous experience includes roles at East Wind Securities, LLC and Bear, Stearns & Co. Inc. Kenneth is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2010 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
05/08/2009 - 04/09/2010
EAST WIND SECURITIES, LLC (NEW YORK NY)
NY
12/08/1994 - 06/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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