Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth L. McRay is a financial advisor currently affiliated with Nuveen Securities, LLC. Kenneth has been in the financial services industry since April 1, 2006. Kenneth holds a Series 63, Series 7, and SIE licenses and is registered to conduct securities business in 53 states and the District of Columbia. Kenneth previously worked at Sepulveda Distributors LLC, Pinebridge Securities LLC, and DEAM Investor Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/18/2019 - Present
Nuveen Securities, LLC (LOS ANGELES CA)
CA
02/10/2017 - 11/09/2018
SEPULVEDA DISTRIBUTORS LLC (LOS ANGELES CA)
CA
10/06/2006 - 01/31/2017
PINEBRIDGE SECURITIES LLC (LOS ANGELES CA)
NY
06/30/2005 - 06/20/2006
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 07/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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