Unclaimed
Kenneth Dean, Jr. is a registered investment advisor representative with MML Investors Services, LLC. Kenneth has been in the financial industry since 2009 and has a history of working with clients in the Alabama area. Kenneth is a licensed insurance broker and holds multiple industry certifications, including Series 66, Series 63 and Series 7. Kenneth has experience providing asset allocation programs, financial planning and portfolio management for businesses and individuals. Kenneth can also help with educational seminars and selection of other advisors. Kenneth has worked for several firms, including Securian Financial Services, Inc., MetLife Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AL
08/29/2024 - Present
MML Investors Services, LLC (Birmingham AL)
AL
05/24/2017 - 02/14/2020
SECURIAN FINANCIAL SERVICES, INC. (Birmingham AL)
AL
06/15/2016 - 03/24/2017
MML INVESTORS SERVICES, LLC (BIRMINGHAM AL)
AL
04/02/2009 - 05/05/2011
METLIFE SECURITIES INC. (MONTGOMERY AL)
AL
12/19/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
BOTH
Issued 02/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2024
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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