Unclaimed
Kenneth Buss is an investment advisor representative with J.p. Morgan Securities LLC in Fort Collins, CO. Kenneth has been in the industry since 1987 and has a broad background in financial services, including experience with Chase Investment Services Corp. and WAMU Investments, Inc. Kenneth has earned several industry licenses and certifications, including the Series 6, 7 and 66 licenses. Kenneth's professional designations reflect his expertise in a range of financial services and specialties, including portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
10/01/2012 - Present
J.p. Morgan Securities LLC (FT COLLINS CO)
CO
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FT COLLINS CO)
CO
02/23/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (FORT COLLINS CO)
OH
03/28/2001 - 03/31/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
11/27/1987 - 09/21/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 06/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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