Unclaimed
Kenneth Kestenbaum is an investment advisor representative, registered with J.P. Morgan Securities LLC in New York, NY. Kenneth has been active in the financial services industry since 1994. Kenneth has previously worked with UBS Financial Services Inc, Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/03/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/08/2014 - 11/16/2020
J.P. MORGAN SECURITIES LLC (New York NY)
NY
06/23/2010 - 11/18/2013
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NJ
08/04/2008 - 06/03/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/24/2007 - 07/31/2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/29/2002 - 08/27/2007
RYAN BECK & CO. (NEW YORK NY)
NY
09/06/1996 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
10/06/1995 - 08/20/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
06/17/1993 - 08/20/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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