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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Kenji Tanaka is a financial advisor with Avantax Advisory Services. Kenneth Kenji Tanaka is based in Huntington Beach, California, and has been in the financial services industry since February 27, 1991. Kenneth Kenji Tanaka has a series 6, 7 and 66 license, and holds the Series SIE license. Kenneth Kenji Tanaka has experience with clients of all types, including high-net-worth individuals, corporations and individuals. Kenneth Kenji Tanaka specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management. Kenneth Kenji Tanaka is also licensed to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
10/25/2019 - Present
Avantax Advisory Services (HUNTINGTON BEACH CA)
CA
02/08/2007 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (HUNTINGTON BEACH CA)
CA
02/28/1991 - 03/09/2007
H.D. VEST INVESTMENT SERVICES (HUNTINGTON BEACH CA)
BOTH
Issued 08/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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