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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Ndungu is a financial advisor with Morgan Stanley. Kenneth has been working in the financial industry since 2014 and has passed several securities licenses and exams including the Series 66, Series 7, Series 9, Series 10, Series 24, and SIE. Kenneth has previous experience with Charles Schwab & Co., Inc., WELLS FARGO CLEARING SERVICES, LLC, CETERA ADVISORS LLC, and INVESTORS CAPITAL CORP. Kenneth provides asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies. Kenneth is also a member of the finance committee of the Greater Newburyport/Bura Alliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
12/09/2021 - Present
Morgan Stanley (Middleton MA)
MA
06/07/2021 - 12/16/2021
CHARLES SCHWAB & CO., INC. (Chestnut Hill MA)
MA
08/10/2017 - 01/24/2020
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
09/20/2016 - 12/07/2016
CETERA ADVISORS LLC (LYNNFIELD MA)
MA
10/15/2012 - 12/07/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BOTH
Issued 04/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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