Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Judson Fickling has been in the financial services industry since December 1999. Currently, Kenneth is registered as a Registered Representative with Cetera Investment Advisers LLC in South Carolina. He is also a Registered Investment Advisor in South Carolina. Before joining Cetera Investment Advisers LLC, Kenneth worked as a financial advisor with Wells Fargo Clearing Services, LLC in South Carolina, A. G. Edwards & Sons, Inc. in South Carolina, UBS Financial Services Inc. in South Carolina, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York. Kenneth provides financial advice to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
03/21/2024 - Present
Cetera Investment Advisers LLC (MT PLEASANT SC)
SC
01/01/2008 - 06/14/2018
WELLS FARGO CLEARING SERVICES, LLC (MOUNT PLEASANT SC)
SC
01/03/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANIEL ISLAND SC)
SC
05/31/2002 - 01/17/2007
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
NY
12/10/1999 - 06/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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