Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Judson Fickling is a financial advisor registered with Cetera Investment Advisers LLC. Kenneth has been in the financial services industry since 1999. Kenneth holds the Series 7, Series 31, and Series 66 licenses, as well as the Securities Industry Essentials Examination (SIE). Kenneth has been registered with Cetera Investment Advisers LLC since 2024. Kenneth has also previously been registered with A. G. Edwards & Sons, Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
03/21/2024 - Present
Cetera Investment Advisers LLC (MT PLEASANT SC)
SC
01/01/2008 - 06/14/2018
WELLS FARGO CLEARING SERVICES, LLC (MOUNT PLEASANT SC)
SC
01/03/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANIEL ISLAND SC)
SC
05/31/2002 - 01/17/2007
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
NY
12/10/1999 - 06/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 1/5/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/9/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Fickling is the right advisor for you? Invested Better is here to help.
