Unclaimed
Kenneth Ray is a financial advisor currently working with Raymond James Financial Services Advisors, Inc.. Kenneth Ray has a total of 6 years of experience in the financial industry. Kenneth Ray has licenses Series 63, Series 66, Series 7, Series 9, Series 10, and SIE. Raymond James Financial Services Advisors, Inc. is a firm headquartered in Saint Petersburg, Florida. Kenneth Ray has a total of 1 approved State Registration, 1 approved IA State Registration, 1 approved FINRA Registration and 1 approved SRO Registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
03/06/2024 - Present
Raymond James Financial Services Advisors, Inc. (ORLANDO FL)
FL
09/25/2015 - 02/22/2024
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 08/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Ray is the right advisor for you? Invested Better is here to help.