Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Stapleton is a financial professional with over 14 years of experience in the industry. Kenneth is currently registered with DWS Distributors, Inc. in Boston, MA. Kenneth has passed the Series 6, 7TO, 63 and 65 exams and holds a Series 24 designation. Kenneth was previously registered with UPROMISe Investments, Inc. in Newton, MA and Putnam Retail Management Limited Partnership in Andover, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/10/2022 - Present
DWS Distributors, Inc. (BOSTON MA)
MA
04/01/2010 - 05/09/2013
UPROMISE INVESTMENTS, INC. (NEWTON MA)
MA
03/28/2008 - 03/11/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 03/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Stapleton is the right advisor for you? Invested Better is here to help.
