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Kenneth Joseph Parkinson

NEW York Life Investment Management LLC

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About Kenneth Joseph Parkinson

Kenneth Parkinson is a financial professional with over 30 years of experience in the industry. Kenneth currently works for New York Life Investment Management LLC, where Kenneth has held a position since March 2004. Kenneth holds licenses for both securities and investment advisory services.

Firm Information

Kenneth Parkinson is currently registered with NEW York Life Investment Management LLC. NEW York Life Investment Management LLC is an investment advisor based in NEW YORK, NY. It is a registered investment advisor with the SEC and has a total of 1123 accounts under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Its assets under management are approximately $109,067,423,343. The firm participates in wrap fee programs.
NEW York Life Investment Management LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$109.07B

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Parkinson’s Registration & Firm History

NY

04/28/2004 - Present

NEW York Life Investment Management LLC (NEW YORK NY)

NJ

04/16/2012 - 08/10/2020

NYLIFE SECURITIES LLC (PARSIPPANY NJ)

CT

08/07/2003 - 04/01/2004

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

MO

07/28/2003 - 04/01/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NJ

10/06/2000 - 04/01/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

09/28/1999 - 04/01/2004

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

11/03/2000 - 03/26/2004

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

NJ

04/05/1991 - 07/27/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/05/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/03/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 02/21/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/28/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2008

Series 7 - General Securities Representative Examination

BC

Issued 04/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Joseph Parkinson.
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