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Kenneth Joseph Gruneisen

Ages Financial Services, Ltd.

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About Kenneth Joseph Gruneisen

Kenneth Gruneisen has been in the financial services industry since February 2, 1988. Kenneth is currently registered with Ages Financial Services, Ltd. and has been registered with them since February 23, 2017. Previously, Kenneth was employed by Source Capital Group, Inc. and was registered with them from December 1, 2001, to April 24, 2017. Kenneth has passed the Series 63, 7, 24 and SIE exams.

Firm Information

Kenneth Gruneisen is currently registered with Ages Financial Services, Ltd.. Ages Financial Services, Ltd. is a corporation registered in 53 states and the District of Columbia. It was formed on June 25, 1984. The firm has been approved by the SEC and has received three regulatory event disclosures and two arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Gruneisen’s Registration & Firm History

MA

02/23/2017 - Present

Ages Financial Services, Ltd. (READING MA)

FL

12/01/2001 - 04/24/2017

SOURCE CAPITAL GROUP, INC. (LIGHTHOUSE POINT FL)

CT

09/30/1994 - 12/01/2001

MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)

MO

12/23/1991 - 09/23/1994

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

CO

07/01/1991 - 01/03/1992

KOBER FINANCIAL CORP. (ENGLEWOOD CO)

GA

06/06/1989 - 12/31/1990

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

NA

07/31/1987 - 10/02/1989

F.D. ROBERTS SECURITIES, INC.

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Licenses & Designations

IA

Issued 07/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Joseph Gruneisen. Review regulatory record here.
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