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Kenneth Joseph Brown

Assetmark Brokerage, LLC

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About Kenneth Joseph Brown

Kenneth Joseph Brown is a financial advisor with over 10 years of experience in the industry. Kenneth is currently registered with Assetmark Brokerage, LLC in Arizona. Kenneth previously worked for Vanguard Marketing Corporation and AXA Advisors, LLC.

Firm Information

Kenneth Brown is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Brown’s Registration & Firm History

AZ

02/17/2015 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

AZ

09/24/2012 - 03/18/2014

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

AZ

10/01/2010 - 02/18/2011

AXA ADVISORS, LLC (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 10/14/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Joseph Brown. Review regulatory record here.
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