Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Arena is a financial professional with over 30 years of experience in the financial services industry. Kenneth is currently registered with Cetera Investment Advisers LLC. Previously, Kenneth was associated with Newbridge Securities Corporation and Ameriprise Financial Services, Inc., among other firms. Kenneth has a wide range of experience in the financial services industry, including financial planning, portfolio management, and investment advisory services.
POMPANO BEACH, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/01/2024 - Present
Cetera Investment Advisers LLC (POMPANO BEACH FL)
FL
05/09/2014 - 12/04/2023
NEWBRIDGE SECURITIES CORPORATION (POMPANO BEACH FL)
FL
05/25/2007 - 05/12/2014
AMERIPRISE FINANCIAL SERVICES, INC. (POMPANO BEACH FL)
FL
10/01/2000 - 05/10/2007
WACHOVIA SECURITIES, LLC (POMPANO BEACH FL)
NC
12/07/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
12/02/1992 - 09/16/1994
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
AZ
05/19/1992 - 11/17/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/14/1992 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
KS
08/10/1990 - 12/23/1991
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
08/30/1988 - 06/14/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/24/1984 - 07/12/1988
MORGAN KEEGAN & COMPANY, INC.
NA
11/12/1981 - 01/19/1983
KIDDER, PEABODY & CO. INCORPORATED
NA
01/05/1979 - 08/28/1981
OPPENHEIMER & CO., INC.
NA
02/24/1978 - 01/11/1979
DEAN WITTER REYNOLDS INC.
NA
12/03/1975 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
07/22/1970 - 04/15/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
04/04/1968 - 01/21/1971
WEIS SECURITIES, INC.
NA
04/04/1968 - 01/21/1971
WINSLOW COHU STETSON INC
IA
Issued 5/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/8/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/1/1978
PC - AMEX Put and Call Exam
BC
Issued 11/15/1975
Series 7 - General Securities Representative Examination
BC
Issued 4/1/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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