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Kenneth John Williams

Ameriprise Financial Services, LLC

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About Kenneth John Williams

Kenneth Williams is a financial advisor at Ameriprise Financial Services, LLC. He has been in the industry since April 10, 2002. Kenneth Williams is registered with the state of Michigan. Kenneth Williams is also registered with FINRA. Kenneth Williams has a Series 63, Series 66, Series 7, and SIE licenses. He is also a General Securities Principal. Kenneth Williams has experience working with individuals, high net worth individuals, corporations, trusts, estates, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. His areas of expertise include investment planning, retirement planning, and college savings planning. Ameriprise Financial Services, LLC offers a wide range of financial products and services, including mutual funds, stocks, bonds, and annuities. They also offer financial planning services, retirement planning services, and investment advisory services. Kenneth Williams is committed to providing his clients with personalized financial advice and guidance. He strives to help his clients achieve their financial goals.

Firm Information

Kenneth Williams is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Williams’s Registration & Firm History

MI

05/30/2017 - Present

Ameriprise Financial Services, LLC (Owosso MI)

MI

01/30/2017 - 06/06/2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LANSING MI)

MI

07/06/2009 - 01/31/2017

LPL FINANCIAL LLC (FLINT MI)

IL

02/09/2006 - 03/28/2006

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

MI

07/06/2005 - 02/14/2006

CHASE INVESTMENT SERVICES CORP. (FLINT MI)

IL

02/28/2001 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MI

09/13/2000 - 03/15/2001

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

MI

01/05/1999 - 12/23/1999

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

MI

04/09/1998 - 12/31/1998

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

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Licenses & Designations

BOTH

Issued 06/30/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth John Williams. Review regulatory record here.
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