Unclaimed
Kenneth John Traficante is an active financial advisor with Equitable Advisors, LLC. Kenneth has been working in the financial industry since 1992 and has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Kenneth is a Certified Financial Planner and holds the Series 3, 6, 7, 24, 63, and 66 licenses. Kenneth's office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/08/2024 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
05/18/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
08/31/1995 - 04/23/1999
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NY
08/26/1994 - 08/09/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/27/1991 - 11/15/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/22/1988 - 05/25/1989
DEAN WITTER REYNOLDS INC.
NA
09/02/1987 - 10/07/1987
FIRST INVESTORS CORPORATION
BOTH
Issued 07/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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