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Kenneth John Marino

Neuberger Berman BD LLC

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About Kenneth John Marino

Kenneth John Marino is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Neuberger Berman BD LLC in New Jersey and New York. Kenneth has held previous roles with AXA Advisors, LLC. Kenneth is also registered with 36 states including New York, New Jersey, California, Florida and Texas. Kenneth specializes in providing portfolio management services for individuals and other financial institutions.

Firm Information

Kenneth Marino is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Kenneth Marino’s Registration & Firm History

NY

03/20/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

04/11/2001 - 09/19/2002

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/21/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/27/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth John Marino.
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