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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Leach is a financial advisor registered with Newedge Advisors. Kenneth Leach is a registered Investment Advisor Representative (IAR) with licenses in California, Florida, Maine, and Texas. Kenneth has been in the financial services industry for over 40 years, having previously worked at firms such as Mid Atlantic Capital Corporation, Wachovia Securities, LLC, Prudential Securities Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Kenneth holds the Series 63, Series 65, Series 7, and SIE exams. Kenneth has experience working with individuals, corporations, businesses, pension plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/01/2021 - Present
Newedge Advisors (Erie PA)
FL
02/06/2007 - 09/30/2020
MID ATLANTIC CAPITAL CORPORATION (JUPITER FL)
MO
07/01/2003 - 01/16/2007
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/03/1981 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/20/1978 - 11/30/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
09/01/1976 - 02/03/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1987
PC - AMEX Put and Call Exam
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
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