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Kenneth John Kovacs

Purshe Kaplan Sterling Investments

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About Kenneth John Kovacs

Kenneth John Kovacs is a registered representative with Purshe Kaplan Sterling Investments. Kenneth has been in the securities industry since January 10, 2002. Kenneth's career includes previous positions with Summit Equities, Inc., MML Investors Services, LLC, M Holdings Securities, Inc., and Securian Financial Services, Inc. Kenneth holds the Series 6, Series 63 and SIE licenses. Kenneth is registered in New Jersey, New York and Pennsylvania.

Firm Information

Kenneth Kovacs is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Kenneth Kovacs’s Registration & Firm History

NJ

09/19/2018 - Present

Purshe Kaplan Sterling Investments (Parsippany NJ)

NJ

01/27/2017 - 09/21/2018

SUMMIT EQUITIES, INC. (PARSIPPANY NJ)

PA

01/25/2013 - 05/01/2015

MML INVESTORS SERVICES, LLC (CENTER VALLEY PA)

PA

07/05/2012 - 08/16/2012

M HOLDINGS SECURITIES, INC. (BETHLEHEM PA)

NJ

05/23/2002 - 06/13/2012

SUMMIT EQUITIES, INC. (PARSIPPANY NJ)

MN

08/13/2001 - 05/24/2002

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

NY

07/02/1998 - 04/28/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth John Kovacs.
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