Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Klein is a financial advisor with LPL Financial LLC, based in NEWARK, DE. Kenneth has been in the financial industry since March 1, 2015. Kenneth has registrations in Delaware and Texas, including registrations with FINRA and the SEC. Kenneth is also registered as an Investment Advisor Representative in Delaware. Kenneth has experience in providing a variety of financial services, including financial planning, portfolio management, and investment advisory services. Kenneth also owns and operates a tax preparation business, as well as several rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DE
07/11/2022 - Present
LPL Financial LLC (NEWARK DE)
DE
03/02/2015 - 05/04/2022
HORNOR, TOWNSEND & KENT, LLC (WILMINGTON DE)
IA
Issued 08/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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