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Kenneth John Kitchin

Hold Brothers Capital LLC

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About Kenneth John Kitchin

Kenneth John Kitchin is a financial professional with over six years of experience in the industry. Kenneth holds a Series 7, Series 24, Series 57TO, Series 99TO, Series 63, and Series 14 license. Kenneth is currently registered with Hold Brothers Capital LLC and previously held positions with Mizuho Securities USA LLC and NYLIFE Securities LLC. Kenneth's background is in both brokerage and advisory services, and he has experience working with clients in various financial planning needs. Kenneth is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their goals.

Firm Information

Kenneth Kitchin is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Kitchin’s Registration & Firm History

NY

02/21/2024 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

04/27/2023 - 11/07/2023

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

11/09/2020 - 04/21/2023

HOLD BROTHERS CAPITAL LLC (NEW YORK NY)

NY

02/27/2017 - 11/17/2020

NYLIFE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2024

Series 14 - Compliance Officer Examination

BC

Issued 04/24/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 08/21/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Kenneth John Kitchin. Review regulatory record here.
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