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Kenneth John Griffin

Charles Schwab & CO., Inc.

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About Kenneth John Griffin

Kenneth John Griffin is a registered representative with Charles Schwab & Co., Inc. Kenneth has been in the industry since 2004 and is a Series 7, Series 24, Series 3, and Series 63 licensed professional. Kenneth was previously registered with TD Ameritrade, Inc. and Thinkorswim, Inc. Kenneth's current employment is with Charles Schwab & Co., Inc. in Lone Tree, CO. Kenneth has been with the firm since February 12, 2021. Kenneth also worked for Ameritrade, Inc. in Omaha, NE.

Firm Information

Kenneth Griffin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kenneth Griffin’s Registration & Firm History

CO

02/12/2021 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

IL

04/22/2006 - 12/31/2023

TD AMERITRADE, INC. (CHICAGO IL)

IL

08/21/2009 - 05/27/2010

THINKORSWIM, INC. (CHICAGO IL)

NE

10/14/2004 - 04/22/2006

AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 10/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2011

Series 3 - National Commodity Futures Examination

BC

Issued 10/13/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth John Griffin.
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