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Kenneth John Fischer

Realta Equities, Inc.

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About Kenneth John Fischer

Kenneth John Fischer is a financial professional with over 10 years of experience in the securities industry. Kenneth is currently registered with Realta Equities, Inc. as a General Securities Representative, holding Series 7, Series 7TO, and Series 66 registrations. Kenneth is also a Principal and holds a Series 24 registration. Prior to joining Realta Equities, Kenneth was registered with Coastal Equities, Inc. Kenneth John Fischer is based in Wilmington, Delaware.

Firm Information

Kenneth Fischer is currently registered with Realta Equities, Inc.. Realta Equities, Inc. is a Corporation formed on January 24, 1989. The firm is registered in 52 states and is also SEC-registered.

Not reported

Assets Under Management

Not reported

Total Clients

56

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Fischer’s Registration & Firm History

DE

07/30/2021 - Present

Realta Equities, Inc. (WILMINGTON DE)

DE

10/04/2012 - 01/29/2015

COASTAL EQUITIES, INC. (WILMINGTON DE)

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Licenses & Designations

BOTH

Issued 10/10/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/18/2024

Series 24 - General Securities Principal Examination

BC

Issued 07/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/24/2021

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth John Fischer. Review regulatory record here.
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