Unclaimed
Kenneth John Fischer is a financial professional with over 10 years of experience in the securities industry. Kenneth is currently registered with Realta Equities, Inc. as a General Securities Representative, holding Series 7, Series 7TO, and Series 66 registrations. Kenneth is also a Principal and holds a Series 24 registration. Prior to joining Realta Equities, Kenneth was registered with Coastal Equities, Inc. Kenneth John Fischer is based in Wilmington, Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DE
07/30/2021 - Present
Realta Equities, Inc. (WILMINGTON DE)
DE
10/04/2012 - 01/29/2015
COASTAL EQUITIES, INC. (WILMINGTON DE)
BOTH
Issued 10/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2024
Series 24 - General Securities Principal Examination
BC
Issued 07/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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