Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Fasone is a financial advisor with over 35 years of experience in the industry. Kenneth is currently registered with Raymond James & Associates, Inc., a firm with a long history of providing financial services to individuals and businesses. Kenneth has held previous positions at several other prominent financial institutions, including LPL Financial LLC, Morgan Stanley, and Merrill Lynch. Kenneth holds a variety of licenses and certifications, including the Series 7, Series 24, and Series 63. He has a strong track record of providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/12/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
04/07/2022 - 08/29/2022
DRIVELOYALTY (NEW YORK NY)
SC
07/11/2014 - 06/03/2021
LPL FINANCIAL LLC (FORT MILL SC)
NY
06/01/2009 - 07/07/2014
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
05/31/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/26/2004 - 05/18/2005
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/08/2002 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/22/1988 - 11/26/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/15/1986 - 10/24/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 03/01/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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