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Kenneth John Arellano

Vanderbilt Advisory Services

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About Kenneth John Arellano

Kenneth John Arellano is an investment advisor representative who has been in the industry since June 10, 1996. Kenneth currently works for Vanderbilt Advisory Services, with offices in Woodbury and Rochester, New York. Kenneth's previous firms include Cadaret, Grant & Co., Inc., LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC, H&R Block Financial Advisors, Inc., Citigroup Global Markets Inc., Prudential Securities Incorporated, HSBC Brokerage (USA) Inc., CitiCorp Investment Services, and Zweig Securities Corp. Kenneth is licensed to sell securities in Connecticut, Pennsylvania, South Carolina, Texas, and Wisconsin. Kenneth is also registered as an Investment Advisor Representative in Texas.

Firm Information

Kenneth Arellano is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Arellano’s Registration & Firm History

NY

08/05/2024 - Present

Vanderbilt Advisory Services (WOODBURY NY)

NY

10/21/2019 - 08/02/2024

CADARET, GRANT & CO., INC. (Rochester NY)

NY

10/15/2013 - 10/17/2019

LPL FINANCIAL LLC (ROCHESTER NY)

NY

02/18/2011 - 10/14/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSFORD NY)

NY

11/02/2007 - 02/25/2011

RBC CAPITAL MARKETS, LLC (ROCHESTER NY)

NY

11/01/2004 - 11/20/2007

H&R BLOCK FINANCIAL ADVISORS, INC. (ROCHESTER NY)

NY

05/23/2003 - 11/05/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/16/2001 - 05/28/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

12/16/1999 - 03/28/2001

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

10/12/1998 - 11/29/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

CT

06/24/1998 - 09/28/1998

ZWEIG SECURITIES CORP. (HARTFORD CT)

NY

11/10/1995 - 12/23/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/18/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Kenneth John Arellano. Review regulatory record here.
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