Unclaimed
Kenneth Jerome Lathan is a financial professional registered with Northwestern Mutual Investment Services, LLC. Kenneth has been in the financial services industry since 2020. Kenneth holds the Series 63, Series 6TO and SIE licenses and is currently registered in Georgia, Kansas, Maryland, New York, North Carolina, Ohio, South Carolina, and Texas. Kenneth's office is located at 6210 Ardrey Kell Road, Suite 375 in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
01/02/2020 - Present
Northwestern Mutual Investment Services, LLC (Charlotte NC)
BC
Issued 05/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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