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Kenneth Jeffrey Hanna

United Capital Financial Advisors

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About Kenneth Jeffrey Hanna

Kenneth Jeffrey Hanna is a financial advisor registered with United Capital Financial Advisors. Kenneth has been in the industry since 2005. Kenneth has a series 6, 7 and 63 license and has also passed the SIE exam. Kenneth is also registered as an Investment Advisor Representative (IAR) in Pennsylvania and has passed the Series 65 Exam. Kenneth has previously been employed by Goldman Sachs & Co. LLC, Cetera Advisor Networks LLC, Girard Securities, Inc., Royal Alliance Associates, Inc., Essex National Securities, Inc., Invest Financial Corporation, NFP Securities, Inc., Stancorp Equities, Inc., Invesmart Securities, LLC, and Federated Securities Corp.

Firm Information

Kenneth Hanna is currently registered with United Capital Financial Advisors. United Capital Financial Advisors is an investment advisory firm based in Irving, Texas. They offer a variety of services to individuals, corporations, charitable organizations, pension and profit-sharing plans, and other investment advisors. The firm manages over $17.7 billion in assets and has a team of over 200 licensed professionals. They are registered with the SEC and have offices across the United States.
United Capital Financial Advisors

125 E JOHN CARPENTER FRWY

IRVING, TX 75062

$17.69B

Assets Under Management

1,689

Total Clients

127

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-adviser for other investment advisers

Sub-adviser for other investment advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Hanna’s Registration & Firm History

PA

10/30/2015 - Present

United Capital Financial Advisors (CARNEGIE PA)

PA

09/04/2020 - 11/16/2023

GOLDMAN SACHS & CO. LLC (CARNEGIE PA)

PA

11/01/2017 - 09/03/2020

CETERA ADVISOR NETWORKS LLC (Carnegie PA)

PA

10/30/2015 - 11/01/2017

GIRARD SECURITIES, INC. (Carnegie PA)

PA

06/30/2011 - 11/04/2015

ROYAL ALLIANCE ASSOCIATES, INC. (CARNEGIE PA)

PA

01/19/2011 - 06/24/2011

ESSEX NATIONAL SECURITIES, INC. (INDIANA PA)

PA

11/24/2009 - 11/01/2010

INVEST FINANCIAL CORPORATION (PITTSBURGH PA)

PA

02/11/2009 - 12/04/2009

NFP SECURITIES, INC. (PITTSBURGH PA)

PA

01/01/2007 - 12/31/2008

STANCORP EQUITIES, INC. (PITTSBURGH PA)

PA

02/08/2006 - 01/01/2007

INVESMART SECURITIES, LLC (PITTSBURGH PA)

PA

11/04/2004 - 03/01/2006

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 10/23/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/09/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Jeffrey Hanna.
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