Unclaimed
Kenneth Barker is a financial advisor with over 40 years of experience in the industry. Kenneth is currently registered with GWN Securities Inc. and holds Series 63, Series 6TO, SIE and Series 1 licenses. Kenneth also has a background with Great American Advisors, Inc., Investment Management & Research, Inc, Harold Dance Brokerage, Princor Financial Services Corporation, Connecticut Mutual Life Insurance Company, Cal-Western Securities Co. and California-Western States Life Insurance Company. Kenneth specializes in investment advisory services, financial planning, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
02/25/2015 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
UT
08/06/2010 - 12/31/2014
GWN SECURITIES INC. (SALT LAKE CITY UT)
UT
03/13/1996 - 08/04/2010
GREAT AMERICAN ADVISORS, INC. (SALT LAKE CITY UT)
FL
11/29/1993 - 06/01/1994
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
UT
06/20/1991 - 12/18/1991
HAROLD DANCE BROKERAGE (LOGAN UT)
IA
03/04/1988 - 07/13/1989
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
03/16/1982 - 12/23/1987
PRINCOR FINANCIAL SERVICES CORPORATION
NA
06/11/1973 - 04/16/1982
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
NA
07/26/1973 - 07/30/1978
CAL-WESTERN SECURITIES CO.
NA
07/26/1973 - 07/30/1978
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
BC
Issued 06/18/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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