Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Carter is a financial advisor who has been in the industry since 2001. Kenneth currently works at RBC Capital Markets, LLC, and is registered in Kansas and Texas. Kenneth has also worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., UMB Financial Services, Inc., and Edward Jones. Kenneth has passed the Series 7, Series 63, Series 65 and the SIE exams. Kenneth is a specialist in providing financial advice to corporations, individuals, pension and profit-sharing plans, and various other private and public employee benefit plans. Kenneth specializes in providing financial planning, pension consulting, portfolio management and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
10/25/2012 - Present
RBC Capital Markets, LLC (LEAWOOD KS)
KS
10/23/2009 - 10/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
KS
11/26/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OVERLAND PARK KS)
MO
02/05/2003 - 11/27/2007
UMB FINANCIAL SERVICES, INC. (RAYTOWN MO)
MO
11/20/2001 - 01/29/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 09/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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