Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Williams is a registered investment advisor representative of Tiaa-cref Individual & Institutional Services, LLC. Kenneth is a licensed and registered advisor in 51 states, District of Columbia, and Puerto Rico. Kenneth has been in the financial services industry since January 25, 2000, and has worked at multiple firms including Oppenheimer & Co. Inc. and National Financial Services LLC. Kenneth has earned several securities licenses including Series 3, 7, 9, 10, 24, 26, 52, 53, 63, and 66, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
04/16/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
07/08/2008 - 07/01/2011
OPPENHEIMER & CO. INC. (DALLAS TX)
TX
09/17/2007 - 04/28/2008
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
11/06/2000 - 08/22/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/15/1998 - 02/10/1999
COASTAL SECURITIES L.P. (HOUSTON TX)
BOTH
Issued 04/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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