Unclaimed
Kenneth James Thomas is a securities professional with over two years of experience in the financial industry. Kenneth is currently registered with Fidelity Brokerage Services LLC and holds the Series 7, Series 63, and SIE licenses. Kenneth is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Kenneth has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/14/2023 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 09/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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