Unclaimed
Kenneth Tazioli is a financial professional with over 10 years of experience in the industry. Kenneth is currently registered with DWS Distributors, Inc. and is licensed to offer investment advice in Florida, Illinois, Indiana, Michigan, South Carolina, and Tennessee. Kenneth previously worked at Goldman Sachs & Co. LLC. Kenneth holds a Series 63 license in addition to the SIE and Series 7. Kenneth is dedicated to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/29/2021 - Present
DWS Distributors, Inc. (CHICAGO IL)
NY
02/25/2014 - 10/22/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 03/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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