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Kenneth James Smith

Wealth Enhancement Advisory Services, LLC

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About Kenneth James Smith

Kenneth James Smith is an Investment Advisor Representative associated with Wealth Enhancement Advisory Services, LLC. Kenneth Smith has been in the industry since 2001 and is registered with the states of Florida, Minnesota and Texas. Kenneth Smith has obtained the Series 66, Series 7 and SIE securities licenses. Kenneth Smith offers a variety of services to clients including financial planning, pension consulting, educational seminars, and portfolio management for individuals.

Firm Information

Kenneth Smith is currently registered with Wealth Enhancement Advisory Services, LLC. Wealth Enhancement Advisory Services, LLC is a financial advisor based in Plymouth, Minnesota, with over 600 employees and over $72 billion in assets under management. They offer financial planning, pension consulting, and portfolio management services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. They also provide educational seminars and select other advisors.
Wealth Enhancement Advisory Services, LLC

505 NORTH HWY 169

PLYMOUTH, MN 55441

$72.02B

Assets Under Management

177

Total Clients

643

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa 3(38) investment manager

Erisa 3(38) investment manager

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees received from third party investment advisors

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Kenneth Smith’s Registration & Firm History

MN

04/23/2009 - Present

Wealth Enhancement Advisory Services, LLC (SARTELL MN)

MN

12/19/2001 - 02/09/2007

SII INVESTMENTS, INC. (SARTELL MN)

GA

04/10/2001 - 12/20/2001

FSC SECURITIES CORPORATION (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 11/06/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth James Smith. Review regulatory record here.
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