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Kenneth James Nutt

SPC

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About Kenneth James Nutt

Kenneth James Nutt is a financial advisor with over 38 years of experience in the industry. Kenneth has a Series 7 and Series 63 licenses, as well as a Series 65 license. Kenneth is currently registered with SPC as an investment advisor representative and registered representative. Kenneth also holds past registrations with Michigan Securities, Inc., Leonard & Company, Jefferson Pilot Securities Corporation, and Travelers Equities Sales, Inc. Kenneth's areas of specialization include Retirement Planning, College Savings, and Estate Planning. Kenneth has a strong commitment to providing personalized financial advice to individuals and families. Kenneth is a dedicated and experienced financial advisor who can help you achieve your financial goals.

Firm Information

Kenneth Nutt is currently registered with SPC. SPC is an investment advisory firm based in ANN ARBOR, MI, with 454 licensed agents and 470 investment advisor representatives. They manage approximately $5.56 billion in regulatory assets under management. Their services include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Their client base consists primarily of individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. They also offer a wrap fee program.
SPC

300 PARKLAND PLAZA

ANN ARBOR, MI 48103

$5.56B

Assets Under Management

3,486

Total Clients

480

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consultation services

Consultation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar attendance fees

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Kenneth Nutt’s Registration & Firm History

MI

11/20/2009 - Present

SPC (STERLING HEIGHTS MI)

NY

07/12/2004 - 11/29/2005

MICHIGAN SECURITIES, INC. (ALBANY NY)

MI

03/27/1998 - 06/30/2004

LEONARD & COMPANY (TROY MI)

NA

03/23/1989 - 02/13/1998

JEFFERSON PILOT SECURITIES CORPORATION

IN

05/25/1983 - 02/13/1998

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

CA

08/25/1987 - 02/06/1989

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

IA

Issued 12/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kenneth James Nutt. Review regulatory record here.
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