Unclaimed
Kenneth James Nersesian has been active in the financial industry since November 1987. Kenneth James Nersesian is currently registered as an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since July 1987. Kenneth James Nersesian has been registered with the following states: California, Colorado, Connecticut, Florida, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont. Kenneth James Nersesian is also registered as an investment advisor representative in Texas. Kenneth James Nersesian holds the following licenses: Series 7, Series 31, Series 63, and Series 65. Kenneth James Nersesian has taken the Securities Industry Essentials Examination. Kenneth James Nersesian provides a range of financial services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisers. Kenneth James Nersesian is a registered representative with the following Securities Investor Protection Corporation (SIPC) member firms: Merrill Lynch, Pierce, Fenner & Smith Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/04/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IA
Issued 05/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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