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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth James Mc Cormick is a financial advisor with Cetera Investment Advisers LLC. Kenneth Mc Cormick has been in the financial services industry since June 16, 2008. Kenneth Mc Cormick has experience with Cetera Investment Advisers LLC, LPL Financial LLC, Mutual of Omaha Investor Services, Inc. Kenneth Mc Cormick is currently registered in Florida, New York, Pennsylvania, Rhode Island, and South Carolina. Kenneth Mc Cormick has passed the Series 6, 7, 63 and 65 exams. Kenneth Mc Cormick specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Kenneth Mc Cormick is licensed to provide investment advisory services in New York. Kenneth Mc Cormick's firm, Cetera Investment Advisers LLC, has a regulatory assets under management of 104468595111.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/12/2021 - Present
Cetera Investment Advisers LLC (POUGHKEEPSIE NY)
NY
07/13/2010 - 10/14/2020
LPL FINANCIAL LLC (MIDDLETOWN NY)
NY
06/16/2004 - 07/17/2006
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (POUGHKEEPSIE NY)
IA
Issued 9/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 7/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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