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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Mc cormick is an investment advisor representative with Cetera Investment Advisers LLC. Kenneth has been in the securities industry since June 16, 2008. Kenneth has a Series 6, Series 7, and Series 63 license and is also registered with the state of New York. Kenneth has previously worked with LPL FINANCIAL LLC and Mutual of Omaha Investor Services, Inc. Kenneth has 5 active registrations in the following states: Florida, New York, Pennsylvania, Rhode Island, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/12/2021 - Present
Cetera Investment Advisers LLC (POUGHKEEPSIE NY)
NY
07/13/2010 - 10/14/2020
LPL FINANCIAL LLC (MIDDLETOWN NY)
NY
06/16/2004 - 07/17/2006
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (POUGHKEEPSIE NY)
IA
Issued 09/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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