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Kenneth James Koenke

TWO Sigma Securities, LLC

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About Kenneth James Koenke

Kenneth James Koenke is a financial professional with over a decade of experience in the securities industry. Kenneth has held positions at several prominent firms, including KCG Americas LLC, Knight Capital Americas, L.P., and Spear, Leeds & Kellogg, L.P. Kenneth currently works at TWO Sigma Securities, LLC and is licensed in Connecticut and New York.

Firm Information

Kenneth Koenke is currently registered with TWO Sigma Securities, LLC. TWO Sigma Securities, LLC is a Limited Liability Company formed on October 3, 2008. The firm is registered in Connecticut and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Koenke’s Registration & Firm History

NJ

07/12/2016 - Present

TWO Sigma Securities, LLC (Westfield NJ)

NJ

12/05/2012 - 03/11/2016

KCG AMERICAS LLC (JERSEY CITY NJ)

NJ

09/14/2011 - 11/08/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

01/01/2001 - 12/14/2001

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/10/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/12/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kenneth James Koenke.
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